Regulatory Affairs Manager, Ameriprise Financial
Ashley Kroeger Leverson is a regulatory affairs manager at Ameriprise, a Fortune 500 financial services company. She is responsible for managing and responding to regulatory inquires and exam requests from state and federal regulators and self-regulatory organizations. Ashley spent over five years in the compliance department at Ameriprise. There she inspected department practices and procedures to verify compliance with applicable law, government regulations and company policies. She holds a J.D. from William Mitchell College of Law, a B.A. from the University of Minnesota, and has her Series 7 (general securities representative) license.
Introduction to Business Organizations